Professional support activities are based on the experience and skills of people who have held executive roles for the Supervisory Authorities and in corporate functions of internal audit of leading banking and financial groups, even worldwide.
The services include the outsourcing and co-sourcing of corporate internal control functions (internal audit, AML, compliance and risk management) and advice on legal and regulatory aspects as part of the review of practices and procedures, as well as organizational models.
The range of services offered is aimed at supervised entities in banking, financial and insurance sectors.
A consolidated approach is used to verify the adequacy and reliability of the operating and control processes of the intermediaries, as well as the general compliance of the activities carried out with the current legal framework for supervision and best practices in the sector.
Management of monitoring functions
Outsourcing or co-sourcing of risk management, compliance, AML and internal audit functions for supervised entities in banking, financial and insurance sectors
Legal Compliance Analysis and Inspection Simulations
Assessment of compliance with rules and regulations carried out according to the principles applied by the Supervisory Authorities during the audit
Analysis of operational issues and definition of action plans to improve management skills even via training activities
Processes and procedures overhaul
Analysis of company structures, processes and recommendations to improve efficiency
Support in arranging the meetings of the Board of Directors and the Shareholders’ Meeting and drafting the minutes
231 Model and Supervisory Boards
Analysis and monitoring for the implementation of 231/01 Model to ensure an effective and efficient control by the Supervisory Board.
Management of positions of responsibility
Application of random procedures, assessment of the truthfulness and correctness of financial statement captions